US SEC Small Business Advisory Committee to Discuss Challenges Facing Emerging Fund Managers and Small Public Companies

by Theresa Joy Lacatan | Feb 5, 2025 | Blog News, Crypto News

On 30 January 2025, the United States Securities and Exchange Commission (US SEC) announced that its Small Business Capital Formation Advisory Committee will convene on 25 February 2025 to discuss capital-raising challenges for emerging fund managers and obstacles...

US SEC Appoints Natalia Díez Riggin as Senior Advisor and Acting Director of Legislative and Intergovernmental Affairs

by Theresa Joy Lacatan | Feb 3, 2025 | Blog News, Crypto News

On 30 January 2025, the United States Securities and Exchange Commission (US SEC) Acting Chairman Mark T. Uyeda appointed Natalia Díez Riggin as Senior Advisor and Acting Director of the Office of Legislative and Intergovernmental Affairs. The Office of Legislative...

US SEC and US CFTC Extend Compliance Date for Form PF Amendments

by Theresa Joy Lacatan | Jan 30, 2025 | Blog News, Crypto News

On 29 January 2025, the United States Securities and Exchange Commission (US SEC) and the United States Commodity Futures Trading Commission (US CFTC) announced an extension of the compliance date for amendments to US Form PF; Reporting Requirements for All Filers and...

US Securities and Exchange Commission Published Study on Payment for Order Flow in Crypto Markets

by Theresa Joy Lacatan | Jan 28, 2025 | Blog News, Crypto News

On 24 January 2025, the United States Securities and Exchange Commission (US SEC) published a pivotal working paper titled “How Does Payment for Order Flow Influence Markets? Evidence from Robinhood Crypto Token Introductions.” The study, authored in...

Mark T. Uyeda Announces Key Acting Appointments at US Securities and Exchange Commission

by Theresa Joy Lacatan | Jan 27, 2025 | Blog News, Crypto News

On 24 January 2025, the US Securities and Exchange Commission (US SEC) announced significant interim appointments made by Acting Chairman Mark T. Uyeda to fill senior vacancies following recent departures. These temporary selections aim to uphold the US SEC’s...