US SEC Bars Richard Brown for Securities Fraud and Undisclosed Kickbacks

by Theresa Joy Lacatan | Dec 27, 2024 | Blog News, Crypto News

On 23 December 2024, the United States Securities and Exchange Commission (US SEC) issued an order under Section 15(b) of the United States Securities Exchange Act of 1934, permanently barring Richard Brown from associating with any broker-dealer, investment adviser,...

US SEC Sanctions Tai Mo Shan for Misleading Investors and Unregistered Crypto Sales in Terra USD Stablecoins

by Theresa Joy Lacatan | Dec 27, 2024 | Blog News, Crypto News

On 20 December 2024, the United States Securities and Exchange Commission (US SEC) issued an order instituting cease-and-desist proceedings pursuant to Section 8A of the United States Securities Act of 1933, making findings, and imposing a cease-and-desist order...

US SEC Approves Rule Changes for Listing Hashdex and Franklin Crypto Index ETFs

by Theresa Joy Lacatan | Dec 27, 2024 | Blog News, Crypto News

On 19 December 2024, the United States Securities and Exchange Commission (US SEC) has granted approval for rule changes proposed by the Nasdaq Stock Market LLC and Cboe BZX Exchange, Inc. to list and trade shares of two new cryptocurrency-based exchange-traded funds...

US SEC Publishes Mandatory Electronic Filing and Website Disclosures for Financial Forms and Reports and Updates to FOCUS Reports

by Theresa Joy Lacatan | Dec 18, 2024 | Blog News, Crypto News

On 16 December 2024, the United States Securities and Exchange Commission (US SEC) published the final rules for Electronic Submission of Certain Materials Under the United States Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report which proposes...